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Professional Summary

Dynamic and results-driven Investment and Financial Analyst with over 20 years of experience in securities markets, spanning buy-side and sell-side analysis. Demonstrated success in Debt & Equity Capital Markets, Leveraged Buyouts, Private Equity, and Debt Restructuring, including credit activism and managing control positions. Recently returned to the workforce, taking on the role of Acting Controller to drive financial strategy, accounting process improvements, and profitability in a newly acquired business.

A dedicated lifelong learner with a CFA designation and certifications in Python, SQL, R, and advanced financial methodologies. Skilled at synthesizing complex financial insights into compelling narratives for investors and senior stakeholders. Bilingual in English and Spanish, offering global perspective and cross-cultural communication expertise.

Summary of Qualifications

  • Proven Leader with a Self-Motivated Mindset: Excels at leading by example, taking on new challenges, and pursuing innovative opportunities.
  • CFA with Over 20 Years of Expertise: Deep experience across securities markets, encompassing high-yield credit analysis, leveraged finance, and equity investments.
  • Track Record of Financial Strategy and Execution: Successfully took on an Acting Controller role, driving financial strategy, accounting process improvements, and profitability in a newly acquired construction services firm.
  • Bilingual English & Spanish: Skilled at communicating with diverse stakeholders and fostering cross-cultural relationships.
  • Exceptional Communication and Analytical Skills: Expertise in crafting investor presentations, earnings call materials, and financial reports that resonate with senior leadership and external stakeholders.
  • Industry-Wide Knowledge Across Economic Cycles: Demonstrated ability to analyze industries, competitors, and market trends, providing actionable insights and strategic recommendations.
  • Commitment to Lifelong Learning: Maintains a CFA designation and advanced certifications in Python, SQL, R, algorithmic trading, and value investing, showcasing a dedication to continuous professional growth.
  • Collaborative Relationship Builder: Proven success in working across teams, managing relationships with analysts, investors, and senior leadership, and delivering results in fast-paced, high-stakes environments.
  • Detail-Oriented and Results-Driven: Combines meticulous attention to detail with a focus on achieving measurable outcomes, particularly in high-pressure roles like debt restructuring and private equity investments.

Summary of Qualifications (simplified)

  • Proven Leader with a self-motivated mindset, excelling at taking on new challenges and delivering results.
  • CFA with Over 20 Years of Experience in securities markets and financial analysis.
  • Successfully drove financial strategy and profitability as Acting Controller in a construction services firm.
  • Bilingual English & Spanish, skilled at fostering cross-cultural relationships.
  • Exceptional Communication Skills, creating investor materials and presentations that resonate with diverse audiences.
  • Expertise in industry analysis, peer benchmarking, and market research across economic cycles.
  • Commitment to lifelong learning, with advanced certifications in financial tools and techniques.
  • Collaborative relationship builder, adept at managing relationships with analysts, investors, and senior leadership.

Professional Skills & Competencies

  • Financial Statement Analysis
  • High Yield Credit Analysis & Securities Valuation
  • Capital Structure Optimization
  • Leveraged Loans, Bonds, & Equities
  • Convertible Bonds & Rights Offerings
  • Credit Agreements & Bond Indentures
  • Industry & Competitive Analysis
  • Peer Benchmarking & Market Research
  • Investor Presentations & Reporting
  • Earnings Call Preparation & Communication
  • Strategic Financial Planning & Analysis (FP&A)
  • Macroeconomics, Accounting & Finance
  • Advanced Financial Modeling & Sensitivity Analysis
  • Data Analytics & Visualization (Python, SQL, R)

Chatham Asset Management

Chicago, IL / Chatham, NJ
Senior Analyst (2006–2021)

  • Identified and recommended investment opportunities in high-yield, stressed credits, and leveraged equities, contributing to the fund’s $4.0bn AUM.
  • Built advanced financial models for cash flow projections, credit analysis, and valuation sensitivity studies.
  • Conducted credit agreement and indenture reviews to assess creditor protections and risks.
  • Provided timely investment updates and strategic insights to portfolio managers, driving informed decisions.
  • Monitored market conditions to identify value creation opportunities across capital structures.

Lydian Asset Management

Westport, CT
Investment Analyst – High Yield Credit and Convertibles (2003–2006)

  • Evaluated investment opportunities across convertibles, high-yield, and equities, with a focus on stressed situations and cyclicals.
  • Conducted financial and credit analysis, assessing risk and forecasting balance sheet changes.
  • Created and maintained financial models, delivering actionable valuation insights.

Grantchester – Dresdner Kleinwort Wasserstein

New York, NY
Sell-Side High Yield Research Analyst (1999–2002)

  • Delivered high-yield sector research, publishing investment opinions for institutional clients.
  • Authored research reports that guided buy-side decision-making and informed client strategies.

Prudential Global Asset Management

Newark, NJ
Junior High Yield Research Analyst / Operations (1995–1999)

  • Supported research coverage in high-yield sectors, contributing to financial analyses and investment recommendations.
  • Completed a rigorous three-year analyst program with rotations in corporate finance, accounting, and investment management.

Education

Cornell University – Ithaca, NY
Bachelor of Arts, Spring 1995 | GPA: 3.45

  • Awards: Mellon Undergraduate Research Fellowship, Quill & Dagger Society, Cornell Tradition Fellowship

Professional Charters & Certifications

  • Chartered Financial Analyst (CFA) – Earned 1998
  • Algorithmic Trading Programme, Saïd Business School, University of Oxford (2021)
  • Value Investing Course, Ben Graham Center for Value Investing (2015)
  • Fundamentals of Technical Analysis, New York Institute of Finance (2015)

Education

Cornell University – Ithaca, NY
Bachelor of Arts, Spring 1995 | GPA: 3.45

  • Awards: Mellon Undergraduate Research Fellowship, Quill & Dagger Society, Cornell Tradition Fellowship

Professional Charters & Affiliations

  • Chartered Financial Analyst (CFA) – Earned 1998
  • Member of CFA Society of Chicago and CFA Society of South Florida

Professional Certifications

  • Algorithmic Trading Programme – Saïd Business School, University of Oxford (Summer 2021)
  • Value Investing Course – Ben Graham Center for Value Investing, Ivey School (Summer 2015)
  • Fundamentals of Technical Analysis – New York Institute of Finance (Winter 2015)

Technical Skills

Coding Languages: Python, SQL, R
Financial Tools & Applications: Bloomberg, BQNT/BQL, Conda, FactSet, Capital IQ
Data Analysis & Visualization: Tableau, Power BI, Excel (Advanced Macros, VBA)
Software Applications: Microsoft Office Suite (Excel, PowerPoint, Word, Access)
Operating Systems: Windows, Linux
Collaboration Tools: Slack, Microsoft Teams, Zoom

Technical Skills

  • Coding Languages: Python, SQL, R
  • Financial Tools: Bloomberg, BQNT/BQL, FactSet, Capital IQ
  • Data Visualization: Tableau, Power BI, Excel (Advanced Macros, VBA)
  • Software Applications: Microsoft Office Suite (Excel, PowerPoint, Word, Access)
  • Operating Systems: Windows, Linux

Personal Profile

As a first-generation Colombian American and fluent Spanish speaker, I bring a global perspective and cross-cultural communication skills to my work. A passionate sports enthusiast, I have actively coached Little League baseball and continue to support teams like the New York Yankees and Chicago Cubs. I also follow English Premier League soccer with enthusiasm. Outside of work, I value quality time with my family, especially traveling together for winter sports. My interests reflect a well-rounded personality and strong leadership, teamwork, and organizational skills that enhance my professional and personal endeavors.

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