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perf: preserve left functional dependencies for ASOF joins - #24799

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perf: preserve left functional dependencies for ASOF joins#24799
Xuanwo wants to merge 4 commits into
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Xuanwo:xuanwo/asof-functional-dependencies

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@Xuanwo Xuanwo commented Aug 30, 2026

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Which issue does this PR close?

Rationale for this change

An ASOF join emits exactly one output row for every left row. Unlike a general
left join, it cannot duplicate left rows, so functional dependencies from the
left input keep their original dependency mode. Dependencies from the right
input are not preserved because one right row may match multiple left rows.

Keeping this metadata lets downstream optimizer rules continue to use left-side
uniqueness after an ASOF join.

GitHub shows the cumulative stack because fork branches cannot be selected as
upstream PR bases. The isolated diff for this layer is:
Xuanwo/datafusion@xuanwo/asof-logical...xuanwo/asof-functional-dependencies

What changes are included in this PR?

  • Preserve the left input's functional dependencies when building the ASOF
    output schema.
  • Document the one-output-row-per-left-row assumption at the ownership boundary.
  • Add a focused test that preserves a left Single dependency and rejects
    propagation of the corresponding right dependency.

Are these changes tested?

  • cargo fmt --all
  • cargo clippy --all-targets --all-features -- -D warnings
  • cargo test -p datafusion-expr asof_join_schema_preserves_only_left_dependencies --all-features
  • The extended workspace test command from the contributor guide

Are there any user-facing changes?

No result semantics or public APIs change. This only improves optimizer metadata
for logical ASOF joins.

@github-actions github-actions Bot added sql SQL Planner logical-expr Logical plan and expressions optimizer Optimizer rules core Core DataFusion crate substrait Changes to the substrait crate proto Related to proto crate physical-plan Changes to the physical-plan crate labels Aug 30, 2026
@github-actions

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Thank you for opening this pull request!

Reviewer note: cargo-semver-checks reported the current version number is not SemVer-compatible with the changes in this pull request (compared against the base branch).

Details
     Cloning apache/main
    Building datafusion v55.0.0 (current)
       Built [  49.499s] (current)
     Parsing datafusion v55.0.0 (current)
      Parsed [   0.029s] (current)
    Building datafusion v55.0.0 (baseline)
       Built [  49.284s] (baseline)
     Parsing datafusion v55.0.0 (baseline)
      Parsed [   0.029s] (baseline)
    Checking datafusion v55.0.0 -> v55.0.0 (no change; assume patch)
     Checked [   0.774s] 223 checks: 223 pass, 31 skip
     Summary no semver update required
    Finished [ 102.075s] datafusion
    Building datafusion-expr v55.0.0 (current)
       Built [  24.081s] (current)
     Parsing datafusion-expr v55.0.0 (current)
      Parsed [   0.064s] (current)
    Building datafusion-expr v55.0.0 (baseline)
       Built [  24.133s] (baseline)
     Parsing datafusion-expr v55.0.0 (baseline)
      Parsed [   0.064s] (baseline)
    Checking datafusion-expr v55.0.0 -> v55.0.0 (no change; assume patch)
     Checked [   1.562s] 223 checks: 222 pass, 1 fail, 0 warn, 31 skip

--- failure enum_variant_added: enum variant added on exhaustive enum ---

Description:
A publicly-visible enum without #[non_exhaustive] has a new variant.
        ref: https://doc.rust-lang.org/cargo/reference/semver.html#enum-variant-new
       impl: https://github.com/obi1kenobi/cargo-semver-checks/tree/v0.50.0/src/lints/enum_variant_added.ron

Failed in:
  variant LogicalPlan:AsOfJoin in /home/runner/work/datafusion/datafusion/datafusion/expr/src/logical_plan/plan.rs:301
  variant LogicalPlan:AsOfJoin in /home/runner/work/datafusion/datafusion/datafusion/expr/src/logical_plan/plan.rs:301

     Summary semver requires new major version: 1 major and 0 minor checks failed
    Finished [  51.286s] datafusion-expr
    Building datafusion-optimizer v55.0.0 (current)
       Built [  23.617s] (current)
     Parsing datafusion-optimizer v55.0.0 (current)
      Parsed [   0.026s] (current)
    Building datafusion-optimizer v55.0.0 (baseline)
       Built [  23.109s] (baseline)
     Parsing datafusion-optimizer v55.0.0 (baseline)
      Parsed [   0.027s] (baseline)
    Checking datafusion-optimizer v55.0.0 -> v55.0.0 (no change; assume patch)
     Checked [   0.198s] 223 checks: 223 pass, 31 skip
     Summary no semver update required
    Finished [  47.943s] datafusion-optimizer
    Building datafusion-physical-plan v55.0.0 (current)
       Built [  32.426s] (current)
     Parsing datafusion-physical-plan v55.0.0 (current)
      Parsed [   0.126s] (current)
    Building datafusion-physical-plan v55.0.0 (baseline)
       Built [  31.927s] (baseline)
     Parsing datafusion-physical-plan v55.0.0 (baseline)
      Parsed [   0.127s] (baseline)
    Checking datafusion-physical-plan v55.0.0 -> v55.0.0 (no change; assume patch)
     Checked [   0.863s] 223 checks: 223 pass, 31 skip
     Summary no semver update required
    Finished [  66.795s] datafusion-physical-plan
    Building datafusion-proto v55.0.0 (current)
       Built [  46.269s] (current)
     Parsing datafusion-proto v55.0.0 (current)
      Parsed [   0.015s] (current)
    Building datafusion-proto v55.0.0 (baseline)
       Built [  45.803s] (baseline)
     Parsing datafusion-proto v55.0.0 (baseline)
      Parsed [   0.016s] (baseline)
    Checking datafusion-proto v55.0.0 -> v55.0.0 (no change; assume patch)
     Checked [   0.145s] 223 checks: 223 pass, 31 skip
     Summary no semver update required
    Finished [  94.000s] datafusion-proto
    Building datafusion-sql v55.0.0 (current)
       Built [  35.882s] (current)
     Parsing datafusion-sql v55.0.0 (current)
      Parsed [   0.027s] (current)
    Building datafusion-sql v55.0.0 (baseline)
       Built [  35.638s] (baseline)
     Parsing datafusion-sql v55.0.0 (baseline)
      Parsed [   0.028s] (baseline)
    Checking datafusion-sql v55.0.0 -> v55.0.0 (no change; assume patch)
     Checked [   0.277s] 223 checks: 223 pass, 31 skip
     Summary no semver update required
    Finished [  73.042s] datafusion-sql
    Building datafusion-substrait v55.0.0 (current)
       Built [ 253.210s] (current)
     Parsing datafusion-substrait v55.0.0 (current)
      Parsed [   0.018s] (current)
    Building datafusion-substrait v55.0.0 (baseline)
       Built [ 255.345s] (baseline)
     Parsing datafusion-substrait v55.0.0 (baseline)
      Parsed [   0.015s] (baseline)
    Checking datafusion-substrait v55.0.0 -> v55.0.0 (no change; assume patch)
     Checked [   0.279s] 223 checks: 223 pass, 31 skip
     Summary no semver update required
    Finished [ 510.975s] datafusion-substrait

@github-actions github-actions Bot added the auto detected api change Auto detected API change label Aug 30, 2026
@codecov-commenter

codecov-commenter commented Aug 30, 2026

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Codecov Report

❌ Patch coverage is 33.66093% with 270 lines in your changes missing coverage. Please review.
✅ Project coverage is 81.48%. Comparing base (c4910e0) to head (dc29f28).
⚠️ Report is 180 commits behind head on main.

Files with missing lines Patch % Lines
datafusion/expr/src/logical_plan/plan.rs 40.51% 101 Missing and 15 partials ⚠️
datafusion/expr/src/logical_plan/tree_node.rs 0.00% 43 Missing ⚠️
datafusion/core/src/physical_planner.rs 0.00% 41 Missing ⚠️
datafusion/expr/src/logical_plan/builder.rs 66.66% 21 Missing and 7 partials ⚠️
datafusion/optimizer/src/analyzer/type_coercion.rs 0.00% 28 Missing ⚠️
datafusion/expr/src/logical_plan/display.rs 0.00% 10 Missing ⚠️
datafusion/optimizer/src/optimizer.rs 0.00% 4 Missing ⚠️
Additional details and impacted files
@@            Coverage Diff            @@
##             main   #24799     +/-   ##
=========================================
  Coverage   81.47%   81.48%             
=========================================
  Files        1122     1123      +1     
  Lines      403629   406506   +2877     
  Branches   403629   406506   +2877     
=========================================
+ Hits       328866   331239   +2373     
- Misses      55510    55880    +370     
- Partials    19253    19387    +134     

☔ View full report in Codecov by Harness.
📢 Have feedback on the report? Share it here.

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github-merge-queue Bot pushed a commit that referenced this pull request Sep 4, 2026
## Which issue does this PR close?

- Part of #318.
- Umbrella PR: #23738.
- Depends on #23828 (merged).

## Rationale for this change

This is the logical-planning layer of the ASOF JOIN stack. It defines
the
logical contract and planner behavior separately from the SQL frontend
and
serialization formats.

#23828 is merged, so this PR's diff against `main` is the isolated
logical
layer. It no longer depends on the optional floating-point follow-up
#24375.

## What changes are included in this PR?

- Add `LogicalPlan::AsOfJoin`, `AsOfJoin`, and `AsOfMatch`.
- Validate deterministic expressions, input ownership, supported match
  operators, equality-key types, and USING constraints.
- Add `LogicalPlanBuilder` entry points and schema construction that
preserves
both qualified `USING` keys while exposing one unqualified wildcard key.
- Integrate ASOF joins with tree transforms, display, type coercion,
projection
  pruning, row bounds, and physical planning.
- Plan logical ASOF joins to the broadcast-based `AsOfJoinExec` from
#23828.
- Fail closed at proto, SQL unparser, and Substrait boundaries until
their
  owning stack layers add explicit support.
- Defer ASOF-specific functional-dependency refinement to #24799 and
filter
  pushdown to #24801 so each optimization can be reviewed independently.

## Are these changes tested?

Yes:

- `cargo fmt --all`
- `cargo clippy --all-targets --all-features -- -D warnings`
- `cargo test -p datafusion-expr min_rows_of_joins --all-features`
- `cargo test -p datafusion-substrait
asof_join_fails_closed_until_substrait_has_an_extension --all-features`
- The extended workspace test command from the contributor guide

## Are there any user-facing changes?

This adds logical-plan and builder APIs for ASOF joins. SQL syntax,
DataFrame
APIs, and plan serialization are intentionally left to dependent stack
PRs.
Floating equality keys remain rejected by the merged physical operator
unless
the independent follow-up #24375 is also included.

As with any new public `LogicalPlan` variant, downstream exhaustive
matches must
add an arm. The variant is appended so existing variants retain their
`PartialOrd` ordering; maintainers should still treat the enum addition
as a
Rust source-compatibility break.

This PR can be reviewed independently now that #23828 has merged. The
optimization follow-ups #24799 and #24801 are not required by the core
ASOF
stack.
osipovartem added a commit to Embucket/datafusion that referenced this pull request Sep 13, 2026
* feat: add ASOF join physical operator (apache#23828)

## Which issue does this PR close?

- Part of apache#318.
- Umbrella PR: apache#23738.
- Follow-up for floating-point equality keys: apache#24375.

## Rationale for this change

This is the first layer of the ASOF JOIN stack. It establishes a
broadcast-based physical execution contract independently so later
floating-point equality, logical-plan, SQL, DataFrame, and serialization
changes
can be reviewed as smaller follow-up PRs.

The initial implementation deliberately favors the simpler broadcast
design:
the right input must fit in memory and each left partition scans the
shared
right-side batches. A repartitioned implementation can be evaluated
separately
without changing the ASOF semantics introduced here.

Floating-point equality keys are rejected in this base layer because
Arrow's
required sort order distinguishes `-0.0` from `+0.0` while join equality
does
not. apache#24375 adds the required ordering normalization as an independently
reviewable layer.

## What changes are included in this PR?

- Add `AsOfJoinExec` for left-preserving, Snowflake-style ASOF
semantics.
- Coalesce and collect the ordered right input once, then share it
across all
  left partitions.
- Keep the left input partitioned so each partition can scan
independently and
  preserve the left-side output partitioning.
- Preserve merge state across input and output batch boundaries.
- Reserve each retained Arrow buffer exactly once, including when
right-side
batches are zero-copy slices, and expose build, match, and output
metrics.
- Define output properties and statistics for the broadcast execution
model.
- Reject floating-point equality keys until apache#24375 supplies a
sort/equality
  contract that handles signed zero correctly.
- Add physical operator tests covering match directions, equality
groups,
batch boundaries, unmatched rows, invalid contracts, shared-buffer
memory
accounting, multi-partition broadcast execution, and float-key
rejection.

## Are these changes tested?

Yes:

- `cargo fmt --all`
- `cargo clippy --all-targets --all-features -- -D warnings`
- `cargo test -p datafusion-physical-plan joins::asof_join
--all-features`
- Extended workspace tests from the contributor guide
- FFI integration tests

## Are there any user-facing changes?

This adds a new physical operator API. The base operator deliberately
rejects
floating-point equality keys; apache#24375 adds full Float16, Float32, and
Float64
support. SQL and DataFrame APIs are left to later dependent PRs.

---------

Co-authored-by: Yongting You <2010youy01@gmail.com>

* feat: add ASOF join logical semantics (apache#23829)

- Part of apache#318.
- Umbrella PR: apache#23738.
- Depends on apache#23828 (merged).

This is the logical-planning layer of the ASOF JOIN stack. It defines
the
logical contract and planner behavior separately from the SQL frontend
and
serialization formats.

logical
layer. It no longer depends on the optional floating-point follow-up

- Add `LogicalPlan::AsOfJoin`, `AsOfJoin`, and `AsOfMatch`.
- Validate deterministic expressions, input ownership, supported match
  operators, equality-key types, and USING constraints.
- Add `LogicalPlanBuilder` entry points and schema construction that
preserves
both qualified `USING` keys while exposing one unqualified wildcard key.
- Integrate ASOF joins with tree transforms, display, type coercion,
projection
  pruning, row bounds, and physical planning.
- Plan logical ASOF joins to the broadcast-based `AsOfJoinExec` from
- Fail closed at proto, SQL unparser, and Substrait boundaries until
their
  owning stack layers add explicit support.
- Defer ASOF-specific functional-dependency refinement to apache#24799 and
filter
  pushdown to apache#24801 so each optimization can be reviewed independently.

Yes:

- `cargo fmt --all`
- `cargo clippy --all-targets --all-features -- -D warnings`
- `cargo test -p datafusion-expr min_rows_of_joins --all-features`
- `cargo test -p datafusion-substrait
asof_join_fails_closed_until_substrait_has_an_extension --all-features`
- The extended workspace test command from the contributor guide

This adds logical-plan and builder APIs for ASOF joins. SQL syntax,
DataFrame
APIs, and plan serialization are intentionally left to dependent stack
PRs.
Floating equality keys remain rejected by the merged physical operator
unless
the independent follow-up apache#24375 is also included.

As with any new public `LogicalPlan` variant, downstream exhaustive
matches must
add an arm. The variant is appended so existing variants retain their
`PartialOrd` ordering; maintainers should still treat the enum addition
as a
Rust source-compatibility break.

This PR can be reviewed independently now that apache#23828 has merged. The
optimization follow-ups apache#24799 and apache#24801 are not required by the core
ASOF
stack.

* feat: support ASOF JOIN SQL (apache#23830)

- Part of apache#318.
- Umbrella PR: apache#23738.
- Builds on apache#23829 and apache#23828, both merged.

This is the SQL frontend layer of the ASOF JOIN stack. It adds syntax
and
unparsing on top of the merged physical and logical contracts. The PR
now
contains only the isolated SQL frontend diff.

- Plan `ASOF JOIN ... MATCH_CONDITION (...)` with optional `ON` or
`USING`
  equality keys.
- Reject unsupported match shapes and non-equality `ON` predicates.
- Unparse ASOF joins while preserving right-side candidate preselection
and
  nested join scope.
- Document the supported SQL syntax and semantics, including qualified
`USING` keys, left-partitioned broadcast execution, the full-right
memory
requirement, repeated scans, and the absence of spill/repartitioned
ASOF.
- Add SQL integration and sqllogictest coverage for all four match
directions,
coercion, equality-free joins, USING, invalid contracts, EXPLAIN,
boundedness,
  and optimized-plan round trips.
- Verify the broadcast topology with a multi-partition left input: left
  partitioning is preserved while the right input is single-partitioned.

Yes:

- `cargo fmt --all`
- `./ci/scripts/doc_prettier_check.sh --write --allow-dirty`
- `cargo clippy --all-targets --all-features -- -D warnings`
- `cargo test -p datafusion --test core_integration asof --all-features`
- `cargo test -p datafusion-sqllogictest --test sqllogictests
--all-features -- asof_join`
- The extended workspace test command from the contributor guide

Users can express Snowflake-style ASOF joins in SQL with
`MATCH_CONDITION`, optional equality keys, and `<`, `<=`, `>`, or `>=`
match
directions. With `USING`, wildcard output exposes one unqualified key
while
both qualified input keys remain addressable. The user guide also
documents
the initial broadcast strategy and its memory/no-spill limitations.

stack and
does not depend on the optional floating-point follow-up apache#24375.

---------

Co-authored-by: Xuanwo <github@xuanwo.io>
Co-authored-by: Yongting You <2010youy01@gmail.com>
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auto detected api change Auto detected API change core Core DataFusion crate logical-expr Logical plan and expressions optimizer Optimizer rules physical-plan Changes to the physical-plan crate proto Related to proto crate sql SQL Planner substrait Changes to the substrait crate

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