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Health Data Traceability and Logging - HDTL

This project introduces a framework for healthcare applications to address regulatory requirements related to collecting, retaining, protecting, and monitoring logs of access to Protected Health Information (PHI).

Health Insurance Portability and Accountability (HIPAA) in the USA and similar regulations in other countries require that all organizations that create or process health information maintain privacy and security of such information. As part of this requirement these organization must implement controls such as the following:

  • Collect logs recording system, network, and software activity, including logs of access to PHI by application processes and users.
  • Protect such logs from unauthorized access and modification.
  • Retain the logs for the period prescribed by the regulations or, if not prescribed, for the period appropriate for the purpose.
  • Provide means of monitoring the logs and generating evidence reports.

This framework can also be applied for logging of other critical or sensitive information, required for regulatory compliance, in support of data quality, fidelity, lineage, and similar.

It is not pertinent to regular application logging for operational support and troubleshooting; for that applications should use standard logging mechanisms and frameworks available for their deployment platforms.

Additional information on what constitutes PHI can be found here.

General guidance and requirements for logging access to PHI is here.

Discussion of the formats appropriate for PHI audit logs is here.

Architecture of a sample system supporting the PHI access logging requirements is shown here.

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